-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9bHjek2CWbjIhQTEXAox4iK/vkWi/MFdONyii6xzxtvLz3/BNOGvlyoaLJN2p7o qq59vLIjyUztoewWzcXuGw== 0000950115-99-000182.txt : 19990215 0000950115-99-000182.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950115-99-000182 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVAVAX INC CENTRAL INDEX KEY: 0001000694 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222816046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48948 FILM NUMBER: 99537342 BUSINESS ADDRESS: STREET 1: 8320 GUILFORD RD STREET 2: SUITE C CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 3078543900 MAIL ADDRESS: STREET 1: 8320 GUILFORD ROAD SUITE C CITY: COLUMBIA STATE: MD ZIP: 21046 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAGER JANE E CENTRAL INDEX KEY: 0000938864 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PINNACLE MOUNTAIN FARMS CITY: LYNDEBORO STATE: NH ZIP: 03082 MAIL ADDRESS: STREET 1: PINNACLE MOUNTAIN FARMS CITY: LYNDEBORO STATE: NH ZIP: 03082 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Novavax, Inc. ---------------- (Name of Issuer) Common Stock ($.01 par value) ------------------------------ (Title of Class of Securities) 670002 10 4 -------------- (CUSIP Number) December 31, 1998 --------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - ------------------------- CUSIP No. 670002 10 4 - ------------------------- - ------------------------------------------------------------------------------- 1 | NAMES OF REPORTING PERSONS | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | Jane E. Hager/###-##-#### | - ------------------------------------------------------------------------------- | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| | (b) |_| - -------------------------------------------------------------------------------- 3 | SEC USE ONLY | - -------------------------------------------------------------------------------- 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | U.S.A. - -------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER | | | | 551,218 NUMBER OF SHARES |-----|-------------------------------------- BENEFICIALLY | 6 | SHARED VOTING POWER OWNED BY EACH | | REPORTING PERSON | | 546,076 WITH |-----|-------------------------------------- | 7 | SOLE DISPOSITIVE POWER | | | | 551,218 |-----|-------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | | | 546,076 - -------------------------------------------------------------------------------- 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 1,097,294 - -------------------------------------------------------------------------------- 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | SHARES | |_| - -------------------------------------------------------------------------------- 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | 8.27% | - -------------------------------------------------------------------------------- 12 | TYPE OF REPORTING PERSON | INDIVIDUAL | - -------------------------------------------------------------------------------- SCHEDULE 13G - ------------------------- CUSIP No. 670002 10 7 - ------------------------- - ------------------------------------------------------------------------------- 1 | NAMES OF REPORTING PERSONS | I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | - ------------------------------------------------------------------------------- | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| | (b) |_| - -------------------------------------------------------------------------------- 3 | SEC USE ONLY | - -------------------------------------------------------------------------------- 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | - -------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER | | | | NUMBER OF SHARES |-----|-------------------------------------- BENEFICIALLY | 6 | SHARED VOTING POWER OWNED BY EACH | | REPORTING PERSON | | WITH |-----|-------------------------------------- | 7 | SOLE DISPOSITIVE POWER | | | | |-----|-------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | | | - -------------------------------------------------------------------------------- 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | - -------------------------------------------------------------------------------- 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | SHARES | |_| - -------------------------------------------------------------------------------- 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | - -------------------------------------------------------------------------------- 12 | TYPE OF REPORTING PERSON | | - -------------------------------------------------------------------------------- CUSIP No. 670002 10 7 ----------- Item 1(a). Name of Issuer: Novavax, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 8320 Guilford Road Columbia, MD 21046 Item 2(a). Name of Persons Filing: Jane E. Hager Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office or residence of Jane E. Hager is: Pinnacle Mountain Farms Lyndeboro, NH 03082 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock ($.01 par value) Item 2(e). CUSIP Number: CUSIP No. 670002 10 4 Item 3. CUSIP No. 670002 10 7 ----------- Item 4. Ownership. (a) Amount Beneficially Owned: 1,097,294 (b) Percent of Class: 8.27% (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or to direct the vote: 551,218 (ii) shared power to vote or to direct the vote: 546,076 (iii) sole power to dispose or to direct the disposition of: 551,218 (iv) shared power to dispose or to direct the disposition of: 546,076
Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Item 8. Identification and Classification of Members of the Group. Item 9. Notice of Dissolution of Group. Item 10. Certifications. SIGNATURES After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 10, 1999 By: /s/ Jane E. Hager ----------------- Jane E. Hager -----END PRIVACY-ENHANCED MESSAGE-----